This web seminar is from the 2013 ARMA International Annual Conference.
Join this session to discover useful perspectives on information governance (IG) via regulations under Dodd Frank that introduced new requirements for reporting and recordkeeping of swaps and derivatives related content. A significant segment of Dodd Frank is business conduct standards that include reporting and recordkeeping, scenario (trading, event) analysis,mid-market marks, enhanced know your client, special entities, conflicts of interest, and risk management. Discover what you need to succeed in implementing the new requirements as they pertain to IG.
You have 12 months from the date of registration to complete the web seminar.
Upon completion of this web seminar, participants will be able to:
1. Highlight the IG related regulations of the Dodd Frank Act
2. Describe the implications of those components, the technology and process requirements,as well as regulatory implications
3. Identify methodologies you can use in your organization to bring about better IG practices required for compliance
Skill Level: Management, Strategic
Education Track: Legal & Compliance
Estimated time of completion: 1.0 hour
ICRM Maintenance Credits: 1.0 credit
IGP Recertification Credits: 1.0 Legal credit